2024 Internal Audit Webcast Series: Gatekeepers and the SEC: Are Internal Audit Leaders at Risk?
1.0 CPE credit
in the field of Auditing
Delivery: This webcast will be delivered via the BDO Online CPE Network
Prerequisites: None
Advanced Prep: None
Program Level: Basic
At the conclusion of this session, attendees will be able to:
- Identify the role of Internal Audit Directors as internal gatekeepers and their significance in ensuring compliance with regulations
- Explain the SEC’s actions and enforcement efforts related to gatekeepers, including case studies and real-world examples
- Describe the SEC’s expectations for internal audit directors, including best practices for maintaining effective internal controls and risk management systems
BDO USA, P.C., is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Erin Sells
Assurance Managing Director, Risk Advisory Services, BDO USA
Holly Carr
Managing Director, Forensics, BDO USA
Note there is no CPE credit available for the recording.