2024 Internal Audit Webcast Series: Gatekeepers and the SEC: Are Internal Audit Leaders at Risk?

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1.0 CPE credit

in the field of Auditing

Delivery: This webcast will be delivered via the BDO Online CPE Network

Prerequisites: None

Advanced Prep: None

Program Level: Basic

At the conclusion of this session, attendees will be able to:

  • Identify the role of Internal Audit Directors as internal gatekeepers and their significance in ensuring compliance with regulations 
  • Explain the SEC’s actions and enforcement efforts related to gatekeepers, including case studies and real-world examples
  • Describe the SEC’s expectations for internal audit directors, including best practices for maintaining effective internal controls and risk management systems

BDO USA, P.C., is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org

Erin Sells

Assurance Managing Director, Risk Advisory Services, BDO USA

Holly Carr

Managing Director, Forensics, BDO USA

Note there is no CPE credit available for the recording.

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Contact

Andressa Hunsel


Technical Support

+1 844-580-6963

BDO Employees

+1 844-580-6963

Share

Recording


View Recording

Contact

Andressa Hunsel


Technical Support

+1 844-580-6963

BDO Employees

+1 844-580-6963

Share

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